44,170 XNYS Volume
XNYS 28 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Johannes Palsson | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 12.39 per share. | 18 Apr 2024 | 5,670 | 46,403 (0%) | 0% | 12.4 | 70,251 | Common Stock |
| Kevin Parks | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 11.82 per share. | 18 May 2023 | 500 | 3,834 (0%) | 0% | 11.8 | 5,910 | Common Stock |
| Kevin Parks | Portfolio Manager | Sale of securities on an exchange or to another person at price $ 12.53 per share. | 16 Mar 2023 | 2,000 | 3,334 (0%) | 0% | 12.5 | 25,060 | Common Stock |
| Kevin Parks | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 13.86 per share. | 15 Sep 2022 | 593 | 5,334 (0%) | 0% | 13.9 | 8,221 | Common Stock |
| Sreeniwas V. Prabhu | Investment Adviser Principal | Other type of transaction at price $ 14.65 per share. | 17 Aug 2022 | 68,399 | 124,484 (1%) | 0% | 14.6 | 1,002,045 | Common Stock |
| Michael Fierman | Investment Adviser Principal | Other type of transaction at price $ 14.76 per share. | 10 Aug 2022 | 68,399 | 81,733 (0%) | 0% | 14.8 | 1,009,569 | Common Stock |
| Kevin Parks | Portfolio Manager | Other type of transaction at price $ 0.00 per share. | 29 Jul 2022 | 1,407 | 4,741 (0%) | 0% | - | Common Stock | |
| Johannes Palsson | Portfolio Manager | Other type of transaction at price $ 0.00 per share. | 29 Jul 2022 | 5,777 | 34,679 (0%) | 0% | - | Common Stock | |
| Cheryl Pate | Portfolio Manager | Other type of transaction at price $ 0.00 per share. | 29 Jul 2022 | 506 | 5,206 (0%) | 0% | - | Common Stock | |
| Johannes Palsson | Portfolio Manager | 19 Oct 2021 | 3,100 | 27,048 (0%) | 0% | 16.1 | 49,786 | Common Stock | |
| Johannes Palsson | Portfolio Manager | 19 Oct 2021 | 9,300 | 0 | - | - | Oversubscription Privilege (Contingent Right to Buy) | ||
| Cheryl Pate | Portfolio Manager | 19 Oct 2021 | 33 | 4,700 (0%) | 0% | 16.1 | 530 | Common Stock | |
| Cheryl Pate | Portfolio Manager | 19 Oct 2021 | 99 | 0 | - | - | Oversubscription Privilege (Contingent Right to Buy) | ||
| Navid Abghari | Portfolio Manager | 19 Oct 2021 | 2,295 | 0 | - | - | Oversubscription Privilege (Contingent Right to Buy) | ||
| Navid Abghari | Portfolio Manager | 19 Oct 2021 | 765 | 4,024 (0%) | 0% | 16.1 | 12,286 | Common Stock | |
| John R. Hsu | Secretary | 14 Oct 2021 | 667 | 2,667 (0%) | 0% | 16.1 | 10,712 | Common Stock | |
| Michael Fierman | Investment Adviser Principal | 14 Oct 2021 | 3,334 | 13,334 (0%) | 0% | 16.1 | 53,544 | Common Stock | |
| Michael Fierman | Investment Adviser Principal | 14 Oct 2021 | 10,002 | 0 | - | - | Transferable Subscription Right (right to buy) | ||
| Johannes Palsson | Portfolio Manager | 14 Oct 2021 | 5,959 | 23,948 (0%) | 0% | 16.1 | 95,702 | Common Stock | |
| Johannes Palsson | Portfolio Manager | 14 Oct 2021 | 17,877 | 0 | - | - | Transferable Subscription Right (right to buy) | ||
| Cheryl Pate | Portfolio Manager | 14 Oct 2021 | 3,501 | 0 | - | - | Transferable Subscription Right (right to buy) | ||
| Cheryl Pate | Portfolio Manager | 14 Oct 2021 | 1,167 | 4,667 (0%) | 0% | 16.1 | 18,742 | Common Stock | |
| Navid Abghari | Portfolio Manager | 14 Oct 2021 | 2,445 | 0 | - | - | Transferable Subscription Right (right to buy) | ||
| Navid Abghari | Portfolio Manager | 14 Oct 2021 | 815 | 3,259 (0%) | 0% | 16.1 | 13,089 | Common Stock | |
| Sreeniwas V. Prabhu | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 16.06 per share. | 14 Oct 2021 | 13,896 | 55,687 (0%) | 0% | 16.1 | 223,170 | Common Stock |
| Sreeniwas V. Prabhu | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Oct 2021 | 41,688 | 0 | - | - | Transferable Subscription Right (right to buy) | |
| Kevin Parks | Portfolio Manager Affil. Fund | 14 Oct 2021 | 834 | 3,334 (0%) | 0% | 16.1 | 13,394 | Common Stock | |
| Kevin Parks | Portfolio Manager Affil. Fund | 14 Oct 2021 | 2,502 | 0 | - | - | Transferable Subscription Right (right to buy) | ||
| John R. Hsu | Secretary | 14 Oct 2021 | 2,001 | 0 | - | - | Transferable Subscription Right (right to buy) | ||
| Navid Abghari | Portfolio Manager | Sale of securities on an exchange or to another person at price $ 18.17 per share. | 10 Sep 2021 | 600 | 2,944 (0%) | 0% | 18.2 | 10,902 | Angel Oak Financial Strategies Income Term Trust |
| Navid Abghari | Portfolio Manager | Sale of securities on an exchange or to another person at price $ 18.16 per share. | 10 Sep 2021 | 800 | 3,544 (0%) | 0% | 18.2 | 14,528 | Angel Oak Financial Strategies Income Term Trust |
| Navid Abghari | Portfolio Manager | Sale of securities on an exchange or to another person at price $ 18.15 per share. | 10 Sep 2021 | 800 | 4,344 (0%) | 0% | 18.2 | 14,520 | Angel Oak Financial Strategies Income Term Trust |
| Navid Abghari | Portfolio Manager | Sale of securities on an exchange or to another person at price $ 18.13 per share. | 10 Sep 2021 | 500 | 2,444 (0%) | 0% | 18.1 | 9,065 | Angel Oak Financial Strategies Income Term Trust |
| Navid Abghari | Portfolio Manager | Sale of securities on an exchange or to another person at price $ 18.14 per share. | 10 Sep 2021 | 2,412 | 5,144 (0%) | 0% | 18.1 | 43,762 | Angel Oak Financial Strategies Income Term Trust |
| Michael Fierman | Investment Adviser Principal | Sale of securities on an exchange or to another person at price $ 18.10 per share. | 29 Apr 2021 | 168 | 24,832 (0%) | 0% | 18.1 | 3,041 | Angel Oak Financial Strategies Income Term Trust |
| Michael Fierman | Investment Adviser Principal | Sale of securities on an exchange or to another person at price $ 18.10 per share. | 29 Apr 2021 | 14,832 | 10,000 (0%) | 0% | 18.1 | 268,459 | Angel Oak Financial Strategies Income Term Trust |
| Michael Fierman | Investment Adviser Principal | Sale of securities on an exchange or to another person at price $ 17.08 per share. | 13 Jan 2021 | 15,151 | 25,000 (0%) | 0% | 17.1 | 258,779 | Angel Oak Financial Strategies Income Term Trust |
| Kevin Parks | Portfolio Manager Affil. Fund | Purchase of securities on an exchange or from another person at price $ 16.78 per share. | 01 Sep 2020 | 1,500 | 2,500 (0%) | 0% | 16.8 | 25,170 | Angel Oak Financial Strategies Income Term Trust |
| Navid Abghari | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 15.88 per share. | 31 Jul 2020 | 118 | 6,862 (0%) | 0% | 15.9 | 1,874 | Angel Oak Financial Strategies Income Term Trust |
| Navid Abghari | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 15.88 per share. | 31 Jul 2020 | 282 | 7,144 (0%) | 0% | 15.9 | 4,478 | Angel Oak Financial Strategies Income Term Trust |
| Navid Abghari | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 15.88 per share. | 31 Jul 2020 | 100 | 6,744 (0%) | 0% | 15.9 | 1,588 | Angel Oak Financial Strategies Income Term Trust |
| Navid Abghari | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 16.02 per share. | 24 Jul 2020 | 600 | 5,857 (0%) | 0% | 16.0 | 9,612 | Angel Oak Financial Strategies Income Term Trust |
| Navid Abghari | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 15.91 per share. | 24 Jul 2020 | 700 | 6,644 (0%) | 0% | 15.9 | 11,137 | Angel Oak Financial Strategies Income Term Trust |
| Navid Abghari | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 16.02 per share. | 24 Jul 2020 | 87 | 5,944 (0%) | 0% | 16.0 | 1,394 | Angel Oak Financial Strategies Income Term Trust |
| Cheryl Pate | Portfolio Manager | Sale of securities on an exchange or to another person at price $ 16.85 per share. | 07 Jul 2020 | 100 | 3,568 (0%) | 0% | 16.9 | 1,685 | Angel Oak Financial Strategies Income Term Trust |
| Cheryl Pate | Portfolio Manager | Sale of securities on an exchange or to another person at price $ 16.76 per share. | 07 Jul 2020 | 68 | 3,500 (0%) | 0% | 16.8 | 1,140 | Angel Oak Financial Strategies Income Term Trust |
| Cheryl Pate | Portfolio Manager | Sale of securities on an exchange or to another person at price $ 16.80 per share. | 07 Jul 2020 | 100 | 3,668 (0%) | 0% | 16.8 | 1,680 | Angel Oak Financial Strategies Income Term Trust |
| Navid Abghari | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 16.29 per share. | 26 Jun 2020 | 143 | 5,085 (0%) | 0% | 16.3 | 2,329 | Angel Oak Financial Strategies Income Term Trust |
| Navid Abghari | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 16.29 per share. | 26 Jun 2020 | 150 | 5,235 (0%) | 0% | 16.3 | 2,444 | Angel Oak Financial Strategies Income Term Trust |
| Navid Abghari | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 15.80 per share. | 15 May 2020 | 400 | 4,942 (0%) | 0% | 15.8 | 6,320 | Angel Oak Financial Strategies Income Term Trust |
| Navid Abghari | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 15.79 per share. | 15 May 2020 | 300 | 4,542 (0%) | 0% | 15.8 | 4,737 | Angel Oak Financial Strategies Income Term Trust |
| Navid Abghari | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 14.62 per share. | 23 Mar 2020 | 2,030 | 3,998 (0%) | 0% | 14.6 | 29,679 | Angel Oak Financial Strategies Income Term Trust |
| Navid Abghari | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 14.64 per share. | 23 Mar 2020 | 244 | 4,242 (0%) | 0% | 14.6 | 3,572 | Angel Oak Financial Strategies Income Term Trust |
| Navid Abghari | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 14.61 per share. | 23 Mar 2020 | 500 | 1,968 (0%) | 0% | 14.6 | 7,305 | Angel Oak Financial Strategies Income Term Trust |
| Navid Abghari | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 12.27 per share. | 18 Mar 2020 | 1,200 | 1,200 (0%) | 0% | 12.3 | 14,724 | Angel Oak Financial Strategies Income Term Trust |
| Navid Abghari | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 12.43 per share. | 18 Mar 2020 | 168 | 1,468 (0%) | 0% | 12.4 | 2,088 | Angel Oak Financial Strategies Income Term Trust |
| Navid Abghari | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 12.46 per share. | 18 Mar 2020 | 100 | 1,300 (0%) | 0% | 12.5 | 1,246 | Angel Oak Financial Strategies Income Term Trust |
| Michael Fierman | Investment Adviser Principal | Purchase of securities on an exchange or from another person at price $ 16.44 per share. | 17 Mar 2020 | 1,465 | 40,151 (0%) | 0% | 16.4 | 24,087 | Angel Oak Financial Strategies Income Term Trust |
| Michael Fierman | Investment Adviser Principal | Purchase of securities on an exchange or from another person at price $ 16.31 per share. | 17 Mar 2020 | 13,686 | 38,686 (0%) | 0% | 16.3 | 223,198 | Angel Oak Financial Strategies Income Term Trust |
| Sreeniwas V. Prabhu | Director | Purchase of securities on an exchange or from another person at price $ 16.36 per share. | 17 Mar 2020 | 500 | 25,500 (0%) | 0% | 16.4 | 8,180 | Angel Oak Financial Strategies Income Term Trust |
| Sreeniwas V. Prabhu | Director | Purchase of securities on an exchange or from another person at price $ 16.38 per share. | 17 Mar 2020 | 14,651 | 40,151 (0%) | 0% | 16.4 | 239,941 | Angel Oak Financial Strategies Income Term Trust |
| Johannes Palsson | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 17.00 per share. | 16 Mar 2020 | 3,000 | 16,060 (0%) | 0% | 17.0 | 50,994 | Angel Oak Financial Strategies Income Term Trust |
| Johannes Palsson | Other | Purchase of securities on an exchange or from another person at price $ 20.23 per share. | 23 Sep 2019 | 69 | 12,636 (0%) | 0% | 20.2 | 1,396 | Angel Oak Financial Strategies Income Term Trust |
| Johannes Palsson | Other | Purchase of securities on an exchange or from another person at price $ 20.64 per share. | 21 Aug 2019 | 67 | 12,567 (0%) | 0% | 20.6 | 1,383 | Angel Oak Financial Strategies Income Term Trust |
| Cheryl Pate | Other | Purchase of securities on an exchange or from another person at price $ 20.01 per share. | 08 Jul 2019 | 1,500 | 3,750 (0%) | 0% | 20.0 | 30,010 | Angel Oak Financial Strategies Income Term Trust |
| Cheryl Pate | Other | Purchase of securities on an exchange or from another person at price $ 20.01 per share. | 08 Jul 2019 | 2,000 | 3,750 (0%) | 0% | 20.0 | 40,014 | Angel Oak Financial Strategies Income Term Trust |